Compliance Analyst Job at Alexander Chapman, Baltimore, MD

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  • Alexander Chapman
  • Baltimore, MD

Job Description

We’re looking for a detail-oriented Compliance Analyst to join a fast-paced investment management team. This role is ideal for professionals who enjoy supporting portfolio teams, monitoring trading activity, and helping improve compliance processes.

Key Responsibilities

  • Implement and maintain trading controls based on client and regulatory guidelines
  • Monitor pre- and post-trade activity across diverse portfolios
  • Prepare compliance reports and support portfolio managers
  • Identify potential risks and recommend improvements
  • Participate in process and system enhancement initiatives

Qualifications

  • Bachelor’s degree
  • 1–3 years in investment management or compliance
  • Strong Excel skills (VBA a plus)
  • Analytical, detail-oriented, and proactive
  • Team-oriented with strong communication skills

If you enjoy solving complex problems and contributing to a high-performing compliance team, we want to hear from you.

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