SF based venture capital firm is seeking a mid level Compliance Officer to join their growing team!
Overall Position Responsibilities
• Enhance and review the firm’s existing compliance program, including updating current firm policies and procedures and
ensuring adherence to current regulatory requirements
• Promote and maintain a strong culture of compliance, including ongoing education for firm personnel
• Assist in the preparation of required regulatory filings, including Form ADV, Form PF and other SEC and state filings, as
applicable
• Document and maintain various trackers and approval logs related to policies and procedures
• Review and approve the firm’s marketing materials
• Partner closely with our compliance consultant on annual, quarterly, and monthly reviews, including executing testing, and
ensuring the firm maintains an effective and well-documented compliance program
• Administer the firm’s Compliance Manual, including personal securities trading reviews, outside business activity approvals, gift
& entertainment monitoring and political contribution tracking
• Review investor communications, including LP updates, reporting and data room materials to ensure consistency with
regulatory standards and fund documents
• Ensure cybersecurity and IT policies align with current best practices
• Work with various external vendors
• Ensure proper review and annual renewal of all insurance (D&O, property, general liability, workers comp., etc.)
• Work with real estate brokers to negotiate lease, as required
• Other duties as assigned
Requirements
• At least 3 years of experience in compliance consultant industry with exposure to alternative investment firms and increasing
responsibilities
• Ability to work on a hybrid schedule, with attendance required on designated in-office days at our SF or LV office and occasional
travel
• Excellent communication, problem solving and interpersonal skills
• General understanding of venture capital firms
• Very detail oriented and proactive
• Strong ability to multi-task and juggle priorities
• Very comfortable working independently and alone
• Demonstrated flexibility and creative, entrepreneurial attitude
• Curiosity for constant learning and process improvement/optimization
• University degree or equivalent experience
• JD a plus, but not required
• SEC regulatory experience a plus, but not required
...Job Description Job Title: Logistics Coordinator Location: Billings, MT Reports To: Assistant Logistics Distribution Manager Position Summary The Logistics Coordinator supports the seamless operation of the supply chain by facilitating communication between...
We are seeking a Frontend Software Engineer with strong web application development capabilities to join our team on a full time basis. The candidate will work within a team to ensure the technical goals of the project are met on time and according to quality standards...
Our associates celebrate lives. We celebrate our associates.Provides administrative support to a funeral home, cemetery, crematory or a combination of these facilities. Assists with special projects, research, and resolving problems. Schedules meetings, drafts memos,...
Founded in 2017, HomeX Services Group operates regionally throughout the Northeast and Mid-Atlantic as a provider of a wide range of home services including HVAC, plumbing, and electrical services. A focus on people, technology, and operations has helped HomeX be recognized...
...is an asset-based full truckload solutions provider, offering a fleet of 150 trucks and a range of services including team drivers, high value cargo coverage, power-only solutions, and dedicated fleet commitments. We specialize in safely and reliably transporting high-...