We are supporting a Compliance Analyst role within the Trading Compliance team at a leading global investment firm. This hands-on, builder-focused position acts as the right hand to the Head of Trading Compliance. You’ll be responsible for developing and executing the compliance program across the firm’s trading activities, conducting research on rules and regulations, summarizing actionable insights for senior stakeholders, maintaining a regulatory horizon scanning process to stay current on changes, and supporting regulatory reporting obligations while improving existing processes. You will also help build and refine pre-trade and post-trade controls in collaboration with engineering teams to calibrate automated surveillance logic and validate data, as well as lead trade surveillance monitoring, including the review and investigation of market abuse exceptions and limit breaches. If you’re passionate about markets, enjoy tackling complex compliance challenges, and want exposure to both regulatory frameworks and trading operations, this could be an excellent fit.
Role Overview
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